Event Reporting - Pricing Errors, Breaches, Errors and Complaints Reporting Form

Register Ref: {{$data->register_ref}}

@if(isset($clientname)) @else @endif @if(isset($fundname)) @else @endif

Report Details
Client Name	{{$clientname}}
Cell/Sub-Fund Name	{{$fundname}}
Nature of Report	{{$data->nature_of_report}}
If Other, please detail:	{{$data->if_other_detail}}
Date of Occurence	{{ \Carbon\Carbon::parse($data->date_of_occurence)->format('d-m-Y')}}
Date Identified by EPIC	{{ \Carbon\Carbon::parse($data->date_identified_epea)->format('d-m-Y')}}
How Identified	{{$data->how_identified}}	{{$data->how_identified_text}}
Matter Detail	{{$data->matter_detail}}

Matter Detail
Matter Detail	{{$data->matter_detail_text}}	{{$data->matter_detail}}

Initial Details
Initial Summary: (i.e. what should have happened but didn't?) GIVE ALL DETAIL, SUCH AS DEAL NUMBERS, VALUE DATES, TRADE DATES, VALUATION DATES APPLICABLE TO THE BREACH)	{{$data->initial_summary}}
What element of the procedure was not followed?	{{$data->element_of_procedure_not_followed}}
Who is impacted? (e.g. name of shareholder or client etc)	{{$data->who_impacted}}
What was the effect of the breach / error / complaint / incident?	{{$data->effect_of_breach}}
Who was involved? (team and individual staff members involved, indicating whether preparer or 4-eyes checker etc)	@foreach($invovledNameArray as $key => $value) @endforeach	@foreach($invovledTitleArray as $key => $value) @endforeach
Has the matter given rise to a complaints as well ?	{{$data->has_matter_given_rise_to_complaints}}	{{$data->has_matter_given_rise_to_complaints_text}}

Complaints
Name of Complaint	{{$data->name_of_complaint}}
Capacity in which complaint is made	{{$data->capacity_in_complaint_made}}
Team and or Member of Staff complaint about	{{$data->team_complaint_about}}
Summary of Complaint	{{$data->summary_complaint}}

Pricing Error
Pricing Error ?	{{$data->pricing_error}}
Percentage of Pricing Error	{{$data->percentage_pricing_error}}
PE Threshold	{{$data->pe_threshold}}

{{--@if(isset($data->sel_monetary_loss)) @endif @if(isset($data->sel_monetary_loss) && $data->sel_monetary_loss == 'Yes') @endif --}}

Monetary Loss
If there is a monetary loss ?	{{$data->sel_monetary_loss}}
Is it likely that this matter will result in monetary loss to	to_client)) style="display:block" @else style="display:none" @endif> To the Client to_investor)) style="display:block" @else style="display:none" @endif> To The Investor to_epea)) style="display:block" @else style="display:none" @endif> To EPEA
Who will be paying either EPIC or the client?	@if(!empty($data->ml_paying_epic)) EPIC @endif @if(!empty($data->ml_paying_client)) Client @endif
Is it likely that this matter will result in monetary loss to
The client?	{{$data->ml_client}}	How	{{$data->to_client}}
The investor?	{{$data->ml_investor}}	How	{{$data->to_investor}}
EPIC?	{{$data->ml_epea}}	How	{{$data->to_epea}}

{{-- --}}

Data Protection Breach
Does this matter include any loss or wrongful transmission of personal data to a third party?	{{$data->any_loss_personal_data}}
DP Breach Required ?	{{$data->dp_breach_required}}
PE Threshold	{{$data->pe_threshold}}

{{-- --}}

Sign off
Name of Person Reporting	{{$reportperson}}
Date	{{ \Carbon\Carbon::parse($data->date_reporting)->format('d-m-Y')}}
Name of Person Authorizing Report	{{$authorisingname}}
Date	{{$data->date_authorising}}

{{-- --}}

Below is to be filled by Compliance
Date Part One received by Compliance
Date	{{$data->br_date_received_comp}}
Name of Compliance Team Member handling report	{{$data->br_comp_handler_name}}

Pricing Error Analysis
Reportable to Custodian?	{{$data->br_rep_to_custodian}}	{{$subData->dms_ref_of_notification}}
Date	{{$subData->reportable_custodian_date}}
Reportable to GFSC?	{{$data->br_rep_to_gfsc}}	{{$subData->reportable_to_GFSC_DMS}}
Date	{{$data->br_rep_to_gfsc_date}}

Complaints
Classification of Complaint:	{{$data->classification_of_complaint}}
Reporting to GFSC required?	{{$data->rep_to_gfsc}}	{{$subData->reporting_to_GFSC_dms}}
Date	{{$data->rep_to_gfsc_date}}

Compliance Analysis
Part One Date Received:	{{$data->part_one_date}}
Year	No.	Type Code
Reference given to report	{{$subData->ref_given_report}}	{{$subData->ref_given_report_text}}
Date Breach Register Updated:	{{$data->date_breach_register_updated}}
Date Complaints Register Updated:	{{$data->date_complaints_register_updated}}
Was the Report sufficiently detailed to enable clear understanding?	{{$data->was_report_sufficiently_detailed}}	{{$data->was_proposed_action_reasonable}}
Is this indicative of a theme?	{{$data->indicative_of_theme}}	{{$subData->is_this_indicative_text}}
Further Action Recommended?	{{$data->br_further_action}}	{{$subData->further_action_text}}
Further Information: (If required, form to be resubmitted to sender for this box to be completed	{{$data->further_information}}
Date Compliance received all information required:	{{$subData->date_compliance_received}}

{{--

PART TWO - FOLLOW-UP, RESOLUTION AND CLOSURE

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Resolution
How was the issue resolved?:	{{$data->br_issue_resolved_process}}
Date Matter Considered Resolved:	{{$data->br_date_matter_resolved}}
If PART ONE reporting was received late, please provide explanation for this:	{{$subData->part_one_reporting}}
Detail any remediation taken internally (training, procedural update, staff awareness) NB written evidence must be provided in all instances :	{{$subData->detail_any_remediation}}
DMS Ref:	{{$subData->DMS_Ref}}

{{-- --}} {{-- --}}

Monetary Loss (amounts payable and other pertinent detail must be included):
Was any monetary loss incurred by:
The client?	{{$subData->the_client2}}	How	{{$subData->the_client_text}}
The investor?	{{$subData->the_investors}}	How	{{$subData->the_investors_text}}
EPIC?	{{$subData->EPIC}}	How	{{$subData->EPIC_text}}
Name of Person Reporting	{{$reportperson}}
Date	{{$subData->date_reporting2}}
Name of Person Authorizing Report	{{$authorisingname}}
Date	{{$subData->date_authorising2}}

{{--

Part Two Compliance Analysis:

Name of Person Authorising Report	{{$subData->person_authorising_report2}}
Date Breach Register Updated:	{{$subData->date_breach_register_updated2}}
Date Complaints Register Updated:	{{$subData->date_complaints_update}}
Was the Report sufficiently detailed to enable clear understanding?:	{{$subData->was_the_report}}	{{$subData->was_the_report_text}}
Was proposed remedial action reasonable in the circumstances?	{{$subData->was_proposed}}	{{$subData->was_proposed_text}}
Further action to be recommended?	{{$subData->further_action}}	{{$subData->further_action_text2}}
Compliance Officer confirmation:	{{$data->br_compliance_officer}}
Date:	{{$subData->date_compliance_Officer_conf}}

--}}